Compliance and risk management for entrepreneurs
Compliance and risk management for entrepreneurs
Compliance and Risk Management for Entrepreneurs – S & P Seminar – Seminar-No. B01
Rights, Duties and Liability of the Managing Director – Compliance and Risk Management for Entrepreneurs
- Compliance: New liability risks for managing directors and authorized signatories
- Focus on sales: actively controlling compliance risks
- Actively manage duties as managing director and authorized signatory
- What is important for the managing director contract and the authorized representative contract?
Target group for the seminar compliance and risk management for entrepreneurs
- Owners, entrepreneurs, managing directors and board members, managing partners;
- Authorized officers and executives, successors, shareholders, supervisory and administrative boards;
- Executives seeking a position as managing directors; Compliance officers and employees of compliance and legal departments.
Your benefit with the seminar compliance and risk management for entrepreneurs
> Compliance: New liability risks for managing directors and authorized signatories
> Compliance in sales
> Actively manage duties as managing director and authorized signatory
> What is important for the managing director contract and the authorized representative contract?
Your advantage with the seminar compliance and risk management for entrepreneurs
Each participant receives the following S & P products free of charge:
+ Complete documentation for the modular structure of a compliance system (incl. IDW PS 980 specifications Scope: approx. 40 pages)
+ S & P test: Evaluate your compliance management system
+ Checklist: Audit of the regularity of the management
+ Sample report for the reporting of guarantors and agents
+ Sample of rules of procedure and manager employment contract
+ Salary and bonus overview by sector and company size
Seminar Price – Compliance and risk management for entrepreneurs
Price: 690, – £ excl. 19% VAT.
Included in the price:
Participants documents as PDF, 3-course meal, coffee, tea, Soft drinks and Snacks in the breaks
Compliance: New liability risks for managing directors and authorized signatories
- VW, Siemens & Co. – scale for all?
- Establishment and activation of the compliance organization
- Responsibility Compliance: Guarantee Guarantee – BGH Judgment of 17 July 2009 – Business Judgment Rule
- Best practice in implementing a code of conduct
- Tax compliance – tax declarations & Co .: Know duty of care and purposefully control
- New liability risks: money laundering prevention, transparency register and data protection
Each participant will receive the following S & P products with the seminar:
+ Complete documentation for the modular structure of a compliance system (incl. IDW PS 980 specifications, scope: approx. 40 pages).
+ S & P test: Evaluate your compliance management system
Compliance in sales
- Hazard analysis: Compliance-relevant review of all sales processes
- Code of Conduct: Using Standards of Conduct in the Company
- Gifts and Entertainment Guidelines: What Can I Offer? What can I accept?
- Corruption in Germany and abroad: kick-back payments, cooperations and bonus schemes
Each participant will receive the following S & P products with the seminar:
+ Pattern Behavioral Standards and Compliance Guidelines for Sales
Actively manage duties as managing director and authorized signatory
- What liability claims can be asserted against managing directors and authorized officers?
- Main duties under control: Capital conservation, accounting & Co.
- Minimum control requirements as managing director and authorized signatory – what should you pay attention to?
- Companies in crisis – know and supervise due diligence
- Actively limit criminal law risks as managing director and authorized signatory
Each participant receives the following S & P checklists and S & P samples:
+ S & P Check: Regularity of corporate governance
+ S & P Check: 125 Rights and duties as managing director and authorized signatory
+ The 6 most expensive and the 8 most frequent liability traps
What is important for the managing director contract and the authorized representative contract?
- What do managers and authorized officers need to know about their own employment contract?
- On which regulations do I have to respect as managing director and authorized officer urgently?
- What competences may managers, authorized signatories and authorized representatives exercise?
- Single and total power of attorney, real and “unreal” power of attorney
- Liability trap: dismissal of the managing director and authorized signatory
Each participant receives the following S & P checklists and S & P samples:
+ Template for the rules of procedure and the business distribution plan (multi-headed management)
+ Sample: Employment contract for managing directors and authorized signatories
+ S & P Guide: Appointment as managing director and authorized signatory
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