Programm

• 9.15 am – 1.00 pm

  Compliance update for managing directors and authorised signatories

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  Wirecard, VW & Co. – benchmark for all?

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  Setting up and activating the compliance organisation

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  • Responsibility for compliance: liability as guarantor
  • New obligations under the FISG: risk management + internal control system
  • Tax compliance: Knowing and specifically controlling due diligence obligations
  • New liability risks: Money laundering prevention, transparency register and data protection

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  Actively manage compliance risks

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  Code of Conduct: Core values and management culture in the focus of compliance

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  Accountability principle: New duties for employees

  • Gifts and invitations: What am I allowed to offer? What may I accept?
  • Corruption at home and abroad: Kick-back payments, cooperation and bonus schemes

• 2.00 pm – 5.00 pm

  Actively manage duties as managing director and as authorised signatory

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  What liability claims can be made against managing directors and authorised signatories? Be asserted against managing directors and authorised signatories?

  • Main duties under control: capital maintenance, accounting & Co.
  • Minimum control duties as managing director and authorised signatory
  • Actively limiting criminal law risks as managing director and authorised signatory

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  What is important in the managing director contract and the authorised signatory contract?

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  What do managing directors and authorised signatories need to know about their own employment contract?

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  What regulations must I pay attention to as a managing director and authorised signatory?

  • What powers may managing directors, authorised signatories and authorised representatives?
  • Individual and joint procuration, real and “unreal” procuration
  • Liability trap: dismissal of the managing director and the authorised signatory