Risk management for internal auditors
Risk management for internal auditors
Risk Management for Internal Auditors – Seminar Risk Management from A to Z – Book S & P Seminar – Product-No. A08
- Legal requirements and due diligence obligations from KonTraG, BilMoG, HGrG and MaRisk
- Exclude liability risks for managing directors, agents and guarantors
- Corporate and Risk Strategy: transparent and understandable
- Make risk reporting efficient and recipient-oriented
- Protection against fraud and corruption
Target Group – Seminar Risk Management for Internal Auditors
- Board / management, authorized signatories and commercial management
- Specialists and executives as well as representatives from the areas of: risk management, internal audit, controlling, compliance, quality management, corporate planning, finance and accounting, legal department
Your benefit – Seminar Risk Management for Internal Auditors
> Management Report: Minimum Requirements for Risk Management
> Risk Strategy – Risk Inventory and Risk Workshop – Risk Manual
> Risk-bearing capacity and limit system -Creation of the risk report
> Liquidity Risk Strategy and Liquidity Planning – Stress Testing – Reporting
> Protection against fraud and corruption: internal control system and internal audit
Your Advantage – Seminar Risk Management for Internal Auditors
Each participant receives together with the seminar documents the following S & P products:
+ Risk Manual according to the Wirtschaftsprüffer standard (about 30 pages)
+ Complete documentation for an internal control and management system (approx. 50 pages)
+ Checklists for the safe construction of the risk management system
+ 16 points check on the regularity of the management
+ Checklists for risk reporting and the limit system
+ Checklists against fraud, corruption and money laundering
+ Certificate of participation as training and certification certificate according to BilMoG
Program – Risk Management for Internal Auditors
Legal framework – know the essentials at a glance – new due diligence and correct implementation
> Target-oriented implementation of the legal minimum standards KonTraG, BilMoG, HGrG, IDW PS 340
> Components of a comprehensive compliance system Minimum requirements according to IDW PS 980
> Operational organization of risk management MaRisk: Benchmark concept for risk management
> Liability guarantor position of the commissioners
> BGH judgment of 17 July 2009 on the responsibility of the agents
> What new due diligence obligations must guarantors, agents, management and supervisory board fulfill?
> 16-point check on the regularity of the management
All participants receive the following S & P products:
+ S & P Case Studies and S & P Checklists on Business Conduct and the Safe Management of Liability Risks
Management Report: Minimum Requirements for Risk Management
> Report on risk management as part of the management report
> Auditor’s requirements for the risk report
> Structure of a sample structure for the management report
> Reporting compliance and risk management: monitoring and control plan, patterns for recipient-oriented reporting
All participants receive the following S & P products
+ S & P Case Studies and Minimum Requirements in accordance with DRS No. 5 and IDW Audit Standard 340.
Risk Strategy – Risk Inventory – Risk Manual – Risk Management for Internal Auditors
> Corporate and Risk Strategy: simple, transparent and understandable
> Risk management as an element of corporate management – organizational connection in the company
> Carrying out a risk inventory and setting up a risk manual
The participants will receive a risk manual according to the auditor standard
(About 35 pages).
Risk Workshop: Recording, Assessment and Measurement of Risks – Risk Management for Internal Auditors
> Workshop for Risk Controlling, Compliance, Money Laundering & Fraud – how can duplication be avoided and results used optimally?
> Methods of Risk Assessment – Qualitative Risk Characterization – Quantitative Risk Description – Determination of Overall Risk
> Risk Assessment: Criteria and benchmarks for material and immaterial risks
> Correct assessment and limitation of intra and inter-risk concentrations
> Early warning indicators for risk identification and risk control
All participants receive the following S & P products
+ Participants receive S & P case studies, S & P checklists and a risk manual in accordance with the CPA standard.
+ The S & P checklists help you with risk inventory and identifying hidden risks.
Risk-bearing capacity and limit system – Capital planning process – Structure of the risk report (Part 1)
> Management of business, credit, market price and liquidity risks
> Creation of a transparent risk limit and reporting system within 5 working days
> Management approaches for determining risk-bearing capacity
> 6 steps for a audit-proof capital planning process
> Components of a risk report with limit system and risk-bearing capacity
> Risk monitoring and reporting: standard reports and adhoc reports
All participants receive the following S & P products
Participants receive S & P case studies for the audit-proof construction of a risk report in practice.
Liquidity Risk Strategy and Liquidity Planning (Part 2)
> Minimum requirements for the liquidity risk strategy
> Liquidity planning and management: Securing solvency
> Stress tests and scenario analyzes: Definition and categorization of classical stress tests and inverse stress tests
> Structure and components of a stress test report
All participants receive the following S & P products
Participants receive S & P case studies for the direct development of liquidity planning in accordance with IDW PS 800. Sample reports for stress testing and inverse stress tests are provided.
Fraud and Corruption Protection: Risk Management for Internal Auditors
> Components and scope of an internal control and management system What minimum requirements must outsourcing and emergency concepts meet?
> When is it a significant outsourcing?
> Control matrix for business processes and functional controls
> Requirements for a New Products / Markets Process
> Security measures against money laundering and fraud
> Risk-oriented review, documentation and reporting by Internal Audit
> Optimal interaction between risk controlling, compliance, ICS, central office, data protection and auditing officers
All participants receive the following S & P products
+ Each participant receives an S & P model instruction for an internal control system according to the examination standard.
+ Checklists are given for the direct selection of suitable safety precautions.
+ Participants receive implementation checklists for outsourcing and emergency concepts
Are you interested in in-house training as in-company training? – Seminar Risk Management from A to Z
Make now a non-binding inquiry for your personal in-house training! We will send you a non-binding offer according to your specifications, wishes and conditions.
Do you already have concrete ideas for in-house training? Then use the fax inquiry in-house training
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